Home
Buddhism
Meditation
Teachers
Teachings
Glossary
Centers
Dhagpos
Lineage
Links
Contact Us


A Brief History of the Karmapa-Shamarpa Lineages

The Kagyu Lineage of Tibetan Buddhism has enjoyed a distinguished 900-year history. Central to the transmission of the Karma Kagyu Lineage are the alternating reincarnations of the Karmapas and the Shamarpas, considered to be two manifestations of the same enlightened mind. The Karmapas and Shamarpas historically reincarnate as teacher or disciple to the other and have been born into the same families.
 
The lineage of the Karmapas was prophesied by Shakyamuni Buddha who said that approximately 1600 years after his death, an emanation of Avalokiteshvara, the Bodhisattva of Compassion, would be born. Karmapa literally means "one who manifests buddha-activity" and his activity is to preserve and spread the essence of the teachings of all the Buddhas. The Buddha predicted that the Karmapa would propagate the teachings during the course of many successive incarnations. The Buddha also predicted, "In the future, a great bodhisattva with a ruby red crown will come to the suffering of the multitude, leading them out of their cyclic bewilderment and misery." In the Karmapa and Shamarpa, the Buddha's predictions were fulfilled.
 


4th Karmapa Rolpe Dorje and
2nd Shamarpa Khacho Wangpo (16th c.)
© Himalayan Art Collection



1st Karmapa Dusum Khyenpa

 
The 1st Karmapa Dusum Khyenpa (1110-1193), founded the Karma Kagyu Lineage. Before he died, the 1st Karmapa predicted his own reincarnation as the 2nd Karmapa Karma Pakshi (1206-1283). Thus, Dusum Khyenpa began the lineage system of incarnate lamas or tulkus in Tibet, with Karma Pakshi becoming the first reincarnate tulku. Before he died, Karma Pakshi predicted in his diary that henceforth, he would be reborn as two human forms. Their activity would be inseparable and they would reincarnate one after the other, alternately serving as guru and disciple in order to preserve and continue the lineage without interruption.

In the same year (1283) the 2nd Karmapa passed away, Drakpa Sengye, who later became known as the 1st Shamarpa was born. In the following year, the 3rd Karmapa Rangjung Dorje (1284-1339) was born and at the age of eight confirmed himself as the Karmapa. Drakpa Sengye was the chief disciple of the 3rd Karmapa and confirmed him as the second emanation of the 2nd Karmapa. Thus, the 1st Shamarpa was the second incarnate lama. The 3rd Karmapa presented Drakpa Sengye with a red crown, the exact replica of the Karmapa's own black crown and bestowed upon him the name, "Shamarpa," which literally means red hat (sha/hat; mar/red), or "The One With The Red Crown."
 

2nd Karmapa Karma Pakshi (19th c.)
© Himalayan Art Collection


5th Karmapa Deshin Shegpa (18th c.)
© Himalayan Art Collection
 

The Karmapas became known as the "Black Hat" Lamas of Tibet when the 5th Karmapa Deshin Shegpa (1384-1415), was presented with a black crown by his disciple the Chinese emperor Tai Ming Chen. The emperor, a great bodhisattva himself, saw the mystical crown made from the woven hairs of 100,000 dakinis above the Karmapa's head during an empowerment. Realizing the crown was visible only to him due to advanced spiritual attainments, the emperor had a copy made that would be visible to all. This black hat or crown has been used by each successive Karmapa incarnation since that time. It is said that this vajra crown has the tremendous power of liberating all beings who behold it.


The successive Karmapas and Shamarpas have jointly worked to spread the Dharma. Indeed, as a result of their leadership the Karma Kagyu Lineage became the most prominent school of Tibetan Buddhism until the time of the 10th Karmapa Choying Dorje (1604-1674), when it was repressed and suffered a long decline. During the centuries of decline, the succeeding incarnate Karmapas and Shamarpas brought about brief revivals of the Karma Kagyu Lineage and transmitted its teachings and traditions.
 

10th Karmapa Choying Dorje


6th Shamarpa Chokyi Wangchuk (19th c.)
© Himalayan Art Collection
 

Before the 5th Dalai Lama (1617-1682), the Kagyu Lineage ruled Tibet. Two events in the 1630s precipitated the end of the Karma Kagyu Lineage's political power and the decline of its religious influence. First, the death of the 6th Shamarpa Chokyi Wangchuk (1584-1630), whom many in Tibet respected, weakened the lineage's prestige. Then, in 1639, Mongol troops invited into Tibet defeated the Kagyu ruling government and the Gelugpa Lineage became the new ruling government. The 10th Karmapa and his followers were also attacked, but it is said he managed to escape through use of his extraordinary powers by flying into the sky. Exiled by the new Tibetan government, for the next forty years the Karmapa wandered penniless from northeastern India to Yunnan in China.

Without the protection of its two leaders, twenty-seven monasteries belonging to the Karmapa and twenty monasteries of the Shamarpa were confiscated and converted to the Gelugpa School. Only the Tsurphu and Yangpachen monasteries, the seats of the Karmapas and Shamarpas respectively, and a few others of lesser importance were allowed to continue practicing the Karma Kagyu tradition.

The early 18th century saw a brief revival of the Karma Kagyu Lineage due to the constant Dharma activities of the 12th Karmapa Changchub Dorje (1703-1732), and the 8th Shamarpa Chokyi Dhondrub (1695-1732). They traveled together throughout Tibet and prevented the lineage from slipping into extinction. The fame of the 12th Karmapa and 8th Shamarpa was so great during the reign of Emperor Yung Cheng that he invited them to his court in 1732. Unfortunately, one day after their arrival in Beijing, they both died of smallpox. After the death of the 12th Karmapa and the 8th Shamarpa, the Karma Kagyu Lineage suffered another period of decline.

 

12th Karmapa Changchub Dorje (18th c.)
© Himalayan Art Collection


10th Shamarpa Chodrub Gyaltso
(19th c.) © Himalayan Art Collection
 
Due to a misunderstanding with and resulting hostilities from the Gelugpa government, the 10th Shamarpa Chodrub Gyaltso (1742-1792), fled Tibet in 1784, for the safety of neighboring Nepal. In the late 18th century, counterfeit Nepalese currency was so rampant in Tibet that it even caused high inflation in Nepal itself. When the 10th Shamarpa sought refuge in Nepal, the Nepalese King Bahadur Shah thought he could take advantage of this and use the Shamarpa to negotiate a solution to the currency problem with the Tibetan government. The negotiations failed and the Tibetan delegation that had come to Nepal was taken prisoner. King Bahadur dispatched his troops to Tibet where they captured much territory. The Chinese sent troops to repel the invading Nepalese and a peace was finally negotiated in 1792. The Gelugpa government blamed the Shamarpa for the political and military debacle and in retaliation banned the enthronement of any future reincarnated Shamarpas. At that time, Shamarpa's seat, Yangpachen Monastery was also confiscated and converted to the Gelugpa School.

In spite of the official ban against the recognition and enthronement of the Shamarpa, Shamar tulkus continued to be reborn as great bodhisattvas. Hence, the 11th Shamarpa Chowang Rinpoche of Tsurphu Monastery, also lineage-holder of the Mahakala Tantra, was reborn as the brother of the 14th Karmapa Tregchog Dorje (1798-1868), who kept his recognition secret. The 11th Shamarpa transmitted the entire Mahakala Tantra to the 15th Karmapa Khakhyab Dorje (1871-1922). The 12th Shamarpa took rebirth as the son of the 15th Karmapa. He was a monk first and then practiced as a yogi with consort. The 12th Shamarpa frequently was able to visit and teach at the Yangpachen Monastery where he remained highly respected. The 13th Shamarpa (1949-1951) was recognized by the 16th Karmapa Rangjung Rigpe Dorje (1924-1981) in Tsurphu, but lived less than two years and was never officially enthroned.

The current and 14th Kunzig Shamarpa Mipham Chokyi Lodro, was born in 1952 as the nephew of the 16th Karmapa. The 14th Shamarpa was born in Derge, eastern Tibet and was brought to Tsurphu Monastery at the age of three. In 1956, the 16th Karmapa invited the current Dalai Lama to Tsurphu Monastery and requested him to revoke the ban against the Shamarpas. Although the Dalai Lama agreed, he advised the Karmapa first to perform the initial enthronement ceremony of the 14th Shamarpa at Tsurphu so that the Tibetan government could then publicly announce the lifting of the ban. Afterwards, the main enthronement was to be held at Yangpachen Monastery. The initial enthronement ceremony was held in 1957, at the Tsurphu Monastery, but before the government could announce the revocation of the ban, the Dalai Lama, the Karmapa and the Shamarpa had to flee for sanctuary in India due to the impending threat of Chinese invasion of Tibet.
 

16th Karmapa
Ranjung Rigpe Dorje

Although Tibet was lost, as a courtesy to the Dalai Lama's government-in-exile in India, the 16th Karmapa again requested him to announce the lifting of the ban against the Shamarpas. In 1963, the Dalai Lama complied with a written letter to this effect. In the following year, the official enthronement of the 14th Kunzig Shamarpa took place at the Rumtek Monastery in Sikkim, in the presence of delegations from the four main schools of Tibetan Buddhism and from both the Indian and Sikkimese governments.


Construction of the Rumtek Monastery began soon after the 16th Karmapa arrived in Sikkim in 1959. Rumtek served as his seat outside Tibet and quickly became well known throughout the Himalayan region because of the local peoples devotion to the Karmapa. The beloved 16th Karmapa died in the United States in 1981, during one of his several trips to the West to spread the Dharma.
 

Rumtek

The 14th Shamarpa recognized the 17th Karmapa to be the first-born son of the 3rd Mipham Rinpoche of the Nyingma School. Born in Lhasa in 1983, the Karmapa and his family escaped from Tibet in 1994. Immediately thereafter, the young Karmapa went to New Delhi where the 14th Shamarpa publicly confirmed him. Since that time, the Karmapa has resided in India and France where he receives Dharma instruction and training. In November 1996, the 17th Karmapa formally took full monastic ordination vows in a ceremony at Bodh Gaya where the Buddha attained enlightenment. At that time Karmapa was given the name Thrinley Thaye Dorje meaning, "limitless, unchanging buddha-activity."


16th Karmapa
Rangjung Rigpe Dorje

14th Kunzig Shamarpa
Mipham Chokyi Lodro
© Lee Weingrad

17th Karmapa
Thrinley Thaye Dorje

Adapted from a compilation and translation by members of the
Karmapa International Buddhist Institute's translation team.